Labour Disputes
Texto da decisão
Decision of the
Dispute Resolution Chamber
passed in Zurich, Switzerland, on 9 January 2009,
in the following composition:
Slim Aloulou (Tunisia), Chairman
Theo van Seggelen (Netherlands), Member
Carlos Soto (Chile), Member
Philippe Diallo (France), Member
Mohamed Mecherara (Algeria), Member
on the claim presented by
the player P
as Claimant
against
the club T
as Respondent
regarding a dispute arisen between the parties.
I.
Facts of the case
1.
According to the N player P (hereinafter: the player), on 7 May 2008 his former
club A received a transfer offer for him from the club T (hereinafter: T). The player
furthermore affirms that, upon receipt of the said offer, he and the sports director
of A travelled to R for negotiations, upon which, on 15 May 2008, a transfer
contract between the two clubs involved and an employment contract between
the player and T were concluded.
2.
The player states that his alleged employment contract was concluded for an
original duration of three years along with an option for further two years, i.e.
from 2008 until 2011 or 2013. According to the player, the yearly contractual
remuneration of EUR 120,000 for the first year was allegedly increased by annually
EUR 10,000 for each of the following years. Moreover, the player asserts that the
employment contract contains a clause, pursuant to which the party eventually in
breach of the employment agreement shall be liable to pay the amount of EUR
3,000,000 to the other contractual party.
3.
The player explains that, after allegedly having signed his employment contract
with T, he travelled to N for holidays with the intention of returning to R on 10
June 2008 for the upcoming season. In this regard, the player asserts not having
received any copy of the alleged employment contract with T, as he was
apparently promised a copy as soon as he would get back from his vacation in N.
4.
By means of his claim submitted to FIFA on 9 July 2008, the player explained that,
after his holiday in N, T had rejected his services, due to which he requested that
he be admitted to play for the club T. According to the player, he had so far not
been able to travel to R on his own initiative as he was still waiting for T
invitation letter in order for him to request his visa.
5.
In support of his allegations, the player enclosed the following documentation
with his claim:
- A letter of T dated 7 May 2008, by means of which the club T informs A that it
intends to acquire the services of the player. In the said letter, the club T offers
EUR 400,000 for the transfer and invites A and the player, should they be
interested in the offer, to come to B on 12 May 2008 “…in order to start
preparing the necessary documents”;
- a letter of A dated 9 May 2008 requesting T to provide the player with an
invitation in order for him to obtain a visa for R;
- a letter of T dated 12 May 2008, addressed to the R embassy in L, requesting
the issuance of a visa for the player in order for him to come to R on 14 May
2008 to perform a medical test and sign a contract with the club;
- a copy of the player’s visa for R valid as from 14 May 2008;
- a copy of the “Transfer Contract” dated 15 May 2008 between A and T, bearing
the letterhead of the club T, in which it is agreed that A transfer the player to T
against the amount of EUR 400,000. The transfer agreement is signed by
representatives of A and T as well as by the player himself and reads inter alia
as follows: “[T] will grant the Player a Contract on the terms agreed between
[T] and the Player” (clause 1.3.); “The execution and delivery of this Contract
and the consummation of the transactions contemplated hereby have been
duly authorized by the competent managing bodies of [T] and no other
corporate proceedings or actions on the part of [T] are necessary to authorize
this Contract or to consummate the transactions contemplated hereby” (clause
2.2.1.); “This Agreement shall take effect on the date it is signed and is
irrevocable” (clause 3.1.);
- a document bearing the letterhead of T entitled “Transfer Agreement” which is
signed by the player and states the following: “Undersigned Mr. P, born on 20th
of February 1984, I have received in my personal account in O [bank account
details] The amount of 5.000 Euros (fivethousand Euros) from the total amount
of 60.000 Euros that I must have on 20th of July 2008”;
- an undated letter of the R licensed players’ agent D addressed to the Chairman
of A which reads inter alia as follows: “We want to inform you that after the
negotiations with the Club, [T] makes this offer for player P; Length of contract
is 5 years, respectively 2008-2013. Year I – 120.000 EURO netto; Year II – 120.000
EURO netto; Year III – 130.000 EURO netto; Year IV – 140.000 EURO netto; Year
V – 150.000 EURO netto”;
- a letter of T dated 27 May 2008 informing A that, “…considering the new
orientation in the attitude of the R Football Federation regarding the status
and the participation in the first team of the non-UE players…”, the R club was
not any longer interested in the transfer of the player. In this respect, T held
that “…in case you would agree with the modification of our agreement,
meaning: that the player can be transferred temporary to our club; with the
same conditions for the player; and with the permanent transfer option
scheduled for January 2009, at the same amount – we can take in consideration
such option”. In the same letter, T furthermore declared that “…after the
present document all previous agreements for the transfer of the professional
football player Mr P shall cease their validity”;
- two letters of representatives of A, one of them its vice president, confirming
the description of the facts by the player and, in particular, that the relevant
employment contract between the player and T was concluded for a duration
of five years, stipulating a total remuneration of EUR 700,000, and that it
contained a EUR 3,000,000 penalty clause. It was also affirmed that the player
and T signed an agreement according to which T would transfer EUR 60,000 to
the player by 20 July 2008;
- an affidavit of the C licensed players’ agent G, sworn and signed before the
District Court of C, by means of which the said players’ agent declared having
travelled to B on 15 May 2008 in order to represent the player who had signed
an employment contract with T on that occasion. In this respect, the players’
agent confirmed the alleged contractual conditions as asserted by player;
- photographs of the alleged signing of the relevant employment contract in
which apparently the player, the vice president of A, the player’s agent, the R
players’ agent D as well as the president and an employee of T appear;
- extracts from web pages reporting about the player’s allegedly completed
transfer to T.
6.
Having been asked on two occasions to provide FIFA with its position regarding
the player’s request to rejoin T, the club T omitted to present any comments in this
respect.
7.
On 11 August 2008, the player amended his original claim and requested to be
released from his alleged employment contract with T and to be awarded
compensation for breach of contract amounting to EUR 1,500,000. In this respect,
the player referred to the alleged contractual penalty clause in the amount of EUR
3,000,000 and furthermore stated that he had rejected offers of other clubs in
order to join T, due to which he had now suffered a substantial loss.
8.
Subsequently, T was confronted with the player’s amended request and asked
once more to present its comments. However, FIFA’s respective letter remained
without response. In view of the given circumstances, in particular the fact that
neither of the parties appeared to be interested in a future collaboration, on 18
August 2008 FIFA advised the parties, without prejudice, to consider any alleged
labour relationship, if any, as terminated and to focus on the financial aspects of
the dispute.
9.
On 19 August 2008, T contacted FIFA and declared never having signed any
employment contract with the player. Furthermore, T explained that, according to
the applicable rules in R, clubs participating in the first R football league could
only play with a maximum of five players from outside the European Union
(hereinafter: EU) at the same time. Therefore, T had considered that the
conclusion of an employment contract with the player would have prejudiced his
career, as the club T already had a certain number of non-EU players in its squad.
10.
In response thereto, the player insisted that he had concluded an employment
contract with T. Furthermore, the player referred to T letter to A dated 27 May
2008, proposing a possible loan of the player with “the same conditions for the
player”, and held that these terms would make no sense at all if the “conditions
for the player” had not yet been contractually established. In this regard, the
player also raised the question why T would have committed itself to pay EUR
60,000 to him by 20 July 2008 if the two parties had not entered into an
employment contract.
11.
The player also asserted that T had obviously been aware from the beginning that
he was a non-EU player and that, regardless of possible restrictions, no club is
prevented from signing more non-EU players than it can field in one official
match.
12.
T admitted that it had submitted, through the licensed players’ agent D, an offer
for the player in view of the possible conclusion of a five-year-contract, and that
the player and A representatives had been invited to B in order to discuss a
potential collaboration. However, no agreement was reached with regard to the
financial terms, as a consequence of which no employment contract was
concluded. The reason why no agreement was reached was in particular that the
player had requested to receive EUR 60,000 by 12 July 2008; T was however
suffering from financial difficulties and could therefore only pay him EUR 5,000 as
well as his travel expenses within that time limit. Notwithstanding these
circumstances, the club had informed the player that it was still available for
negotiations and that it would let him know whether it would be able to pay the
requested amount of money in order for him to eventually sign the employment
contract. However, since the player rejected the club T offer to pay him EUR 5,000
and A was not interested in the loan of the player which was afterwards proposed
by T, finally, no agreement was reached.
13.
T deemed that, in any event, the deciding bodies of FIFA were not competent to
hear the present matter. As no employment contract had been signed between
the parties, and definitely none that fulfilled the formal prerequisites of the R
Football Federation (e.g. registration of the contract with the said federation), T
considered that the provisions governing contractual stability are not applicable in
the case at hand.
14.
Nota bene: The player provided FIFA with a copy of a new employment contract
concluded between himself and A, dated 26 August 2008 and valid as from 27
August 2008 until 31 May 2011. The said agreement provides inter alia for an
annual remuneration of EUR 68,750.
II.
Considerations of the Dispute Resolution Chamber
1.
First of all, the Dispute Resolution Chamber analysed whether it was competent to
deal with the case at hand. In this respect, it took note that the present matter
was submitted to FIFA on 9 July 2008. Consequently, the Rules Governing the
Procedures of the Players’ Status Committee and the Dispute Resolution Chamber,
edition 2008 (hereinafter: Procedural Rules), are applicable to the matter at hand
(cf. art. 21 paras. 2 and 3 of the Procedural Rules).
2.
Subsequently, the members of the Chamber referred to art. 3 para. 1 of the
Procedural Rules and confirmed that in accordance with art. 24 para. 1 in
combination with art. 22 lit. b of the Regulations on the Status and Transfer of
Players (edition 2008), the Dispute Resolution Chamber is competent to deal with
the matter at stake, which concerns a dispute with an international dimension
between a N player and a R club in relation to an alleged employment relationship
between the two aforementioned parties invoked by the player.
3.
Furthermore, the Chamber analysed which regulations should be applicable as to
the substance of the matter. In this respect, it confirmed that in accordance with
art. 26 paras. 1 and 2 of the Regulations on the Status and Transfer of Players
(edition 2008), and considering that the present claim was lodged on 9 July 2008,
the current version of the regulations (edition 2008; hereinafter: Regulations) is
applicable to the matter at hand as to the substance.
4.
The competence of the Chamber and the applicable regulations having been
established, the Chamber entered into the substance of the matter. In doing so,
the members of the Chamber started by acknowledging that, according to the
player, he had, on 15 May 2008, concluded an employment contract with T for
three years along with an option for two further years. As T had apparently not
been interested in his services after the alleged signing of the employment
contract, the player had initially requested before FIFA to be able to rejoin the
club T, but thereafter amended his claim so as to be released from his alleged
contractual obligations and to be rewarded compensation for breach of contract
by T in the amount of EUR 1,500,000.
5.
The Dispute Resolution Chamber furthermore took due note of the fact that T, on
its part, had categorically denied the conclusion of an employment contract with
the player. The club T had admitted that it had been interested in engaging the
player’s services and invited the player as well as A representatives to B for
negotiations, but declared that finally no employment contract had been
concluded due to a lack of agreement on the respective financial terms and since
the quota of non-EU players had already been reached.
6.
In view of this dissent between the parties in respect of the basic question as to
whether or not an employment contract between them had been concluded, the
members of the Chamber firstly referred to art. 12 para. 3 of the Procedural Rules,
according to which any party claiming a right on the basis of an alleged fact shall
carry the respective burden of proof. The application of the said principle in the
present matter led the members of the Dispute Resolution Chamber to conclude
that it was up to the player to prove that the employment contract, on the basis of
which he claims compensation for breach of contract from T, indeed existed.
7.
Having stated the above, the Dispute Resolution Chamber recalled that the player
maintained not having received any copy of the employment contract he asserts
having signed with the club T. However, the player had submitted a series of
documents in support of his claim which were in continuation examined in detail
by the members of the Chamber.
8.
In this regard, the Dispute Resolution Chamber acknowledged that the
documentation presented by the player clearly demonstrated that A, T and the
player had been involved in negotiations regarding the latter’s potential transfer
to the club T and that, to this end, the player and representatives of the club O
had been invited to come to B. Neither these circumstances nor the facts that an
agreement regarding the transfer of the player was concluded between the two
clubs involved and that the club T had paid an amount to the player had been
contested by T.
9.
However, the Chamber also held that in order for it to be able to assume that the
player and T had indeed been bound through a contractual relationship with the
terms as described by the player, it had to be established, beyond doubt, by
documentary evidence that the said parties had indeed entered into a respective
labour agreement. In this regard, the members of the Chamber held that they
could not assume that an employment contract had been concluded by and
between the parties simply based on circumstances which, in general, are likely
but not certain to indicate the signing of a contract. In this context, the Chamber
also noted from the contents of the transfer agreement between A and T that the
latter club and the player were to negotiate an employment contract, but that the
relevant transfer appears to have been annulled.
10.
In respect of the foregoing, the members of the Chamber had to conclude that, in
spite of the extensive documentation submitted by the player, the documents
presented were not able to prove beyond doubt that T and the player had validly
entered into an employment contract. In this regard, the Dispute Resolution
Chamber was of the opinion that, in fact, the said documentation could not be
considered as evidence strong enough to refute T line of argument that the
parties involved had negotiated an employment contract, but finally not
concluded any due to a lack of agreement.
11.
As a consequence, the Dispute Resolution Chamber decided that, since the player
had not been able to prove beyond doubt that an employment contract had
validly been concluded between himself and T, there was no possibility for the
Chamber to enter into the question whether or not such alleged employment
contract had been breached.
12.
All the above led the Dispute Resolution Chamber to conclude that the claim of
the player has to be rejected.
*****
III.
Decision of the Dispute Resolution Chamber
1.
The claim of the Claimant, the player P, is rejected.
*****
Note relating to the motivated decision (legal remedy):
According to art. 63 par. 1 of the FIFA Statutes, this decision may be appealed against
before the Court of Arbitration for Sport (CAS). The statement of appeal must be sent
to the CAS directly within 21 days of receipt of notification of this decision and shall
contain all the elements in accordance with point 2 of the directives issued by the CAS,
a copy of which we enclose hereto. Within another 10 days following the expiry of the
time limit for filing the statement of appeal, the appellant shall file a brief stating the
facts and legal arguments giving rise to the appeal with the CAS (cf. point 4 of the
directives).
The full address and contact numbers of the CAS are the following:
Court of Arbitration for Sport
Avenue de Beaumont 2
1012 Lausanne
Switzerland
Tel: +41 21 613 50 00
Fax: +41 21 613 50 01
e-mail: [email protected]
www.tas-cas.org
For the Dispute Resolution Chamber:
Markus Kattner
Deputy Secretary General
Encl.
CAS directives